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BOSTON - Judge Rya Zobel has ruled against the Cities of New Bedford and Gloucester et ali on all counts in their case against NOAA on Amendment 16.
Excerpts of the judges' ruling follow. The complete decision will be posted on Saving Seafood shortly.
While it is a close call, I do not find that the Agency's
conclusion that Amendment 16 implements neither a LAPP nor an IFQ,
reached as part of the rulemaking process, see AR 864 at 50496-98 (FWW
comment that the sector model is an IFQ and thus a LAPP); AR 997 at
56516 (Agency response to FWW comment), is manifestly contrary to
statute. The agency reasons that fishermen are issued permits with an
associated PSC, but that the PSC never operates as a limitation on how
much the permit holder may catch and only acquires meaning when
aggregated with other PSCs in a sector. AR 103; AR 997 at 56516. While a
sector is, arguably, limited by an ACE to a quantity of fish within the
meaning of the LAPP and IFQ definitions, sectors are "temporary,
voluntary, fluid associations of vessels" that are not issued permits.
AR 997 at 56499. Accordingly, there is no "permit . . . to harvest a
quantity of fish." 16 U.S.C. § 1802(26).
The Agency's
position that Amendment 16 is not an IFQ, subject to a referendum, binds
this court for the additional reason that the statute excludes
"sectors" from the referendum requirement, 16 U.S.C. §
1853a(c)(6)(D)(vi), and the Agency reasonably interpreted the exemption
to apply to the A16 sector program, AR 997 at 56516. The sector
exemption was introduced as part of a 2007 amendment to the MSA, after
A13 was implemented. While "sector" is not defined in the statute, it is
reasonable to infer Congress was referring to the existing A13 sector
program, as it was the only sector program then managed by the NEFMC.
There are, to be sure, differences between the A13 and A16 sector
programs, but both apply quota-like allowable catch limits to sectors.
69 Fed. Reg. at 22914 (describing A13 sector regulations). It is not
manifestly contrary to law to construe the "sector" exclusion as a
reference to the quota-like limits applicable to these sectors.
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Plaintiffs
raise a second issue of statutory interpretation. They argue that,
contrary to the Agency's position, the statute requires a fishery to be
managed only as an aggregate quantity, rather than in respect to
individual stocks, when it comes to measuring MSY and the determination
of overfishing. The issue arises because two of the groundfish stocks in
the Northeast multispecies fishery are in robust health, while the
remaining 20-odd stocks are either overfished or subject to overfishing.
Conservation measures for these many threatened stocks have the
practical effect of limiting catch for the two abundant stocks.
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While there is sufficient ambiguity in the above statutory language to encompass
either
the Agency's or the plaintiffs' interpretation, the rest of the MSA
makes clear that the Agency must manage the health of individual
stocks.2 National Standard 8 identifies "rebuilding of overfished
stocks" as a conservation requirement. Id. at § 1851(8). A fishery
management plan "shall" contain conservation measures "necessary . . .
to prevent overfishing and rebuild overfished stocks," id. at § 1853(a),
and "may" establish limitations necessary for conservation based on
"species," id. at § 1853(b). The Secretary is required to notify
Congress when a fishery is overfished, and within one year the relevant
Fishery Management Council must prepare a plan "to rebuild affected
stocks of fish." 16 U.S.C. § 1854(e)(3). The fishery must be rebuilt as
quickly as possible, taking into account various factors including "the
biology of any overfished stocks of fish," not to exceed 10 years,
except where one of several conditions, including "the biology of the
stock of fish," dictate otherwise. Id. at § 1854(e)(4). The Secretary is
required to review such a plan at intervals not to exceed two years to
determine if there has been adequate progress "rebuilding affected fish
stocks." Id. at § 1854(e)(7).
The Agency's interpretation is also
longstanding and codified in regulation, and deserving of deference.
Mead Corp., 533 U.S. at 228 (identifying consistency as a factor which
weighs in favor of deference).
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Plaintiffs argue that
the combined effect of the reduced ACL and the sector program will be
economically ruinous for fishermen and fishing communities, and
therefore the Agency failed to "assess" the economic and social impacts
of A16. The FIS requirement is, however, procedural, not substantive.
The Agency, through the NEMFC, produced multiple, extensive
environmental assessments that more than satisfy this procedural
requirement. AR 773 48382-534 (A16 FEIS); AR 882 51221-250
(environmental assessment for Framework 44); AR 898-99, 901-913, 915-16
(environmental assessments for individual sectors).
It is also clear
from the record that the Agency "took into account" this information.
There is no dispute that the A16 policies instituted to rebuild fish
stocks will have a negative short-term economic effect on the fishery.
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A16
establishes PSC for all stocks other than GB Cod on the basis of permit
landings from 1996-2006. For GB Cod, permits that participated in the
A13 sectors have a PSC calculated on the basis of landings between
1996-2001, which was the period used to determine the sector allocation
under A13, while other permits have a PSC calculated using the standard
1996-2006 time frame. Plaintiffs argue this distinction is arbitrary and
not "fair and equitable to all fishermen." 16 U.S.C. § 1851(a)(4).
The record shows that the Agency's allocation method is rational.
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Plaintiffs
argue, in conclusory fashion, that the ACLs for some stocks are overly
conservative. A reviewing court should be most deferential where an
Agency is making difficult scientific predictions in its area of special
expertise. Baltimore Gas & Elec. Co v. Natural Res. Def. Council,
Inc., 462 U.S. 87, 103 (1983). The Agency decided upon the A16 ACL
methodology after a reasoned and scientifically grounded process...
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The
New Bedford Plaintiffs separately object that bycatch and discards are
not considered when calculating PSC, but are "assumed" and count against
a sector's ACE. See AR 997 at 56565-66. They are assumed fleet-wide,
however, only if a sector has inadequate monitoring to determine an
actual sector-specific rate. AR 997 at 56502. There is also nothing
arbitrary about holding fishermen accountable for bycatch and discards.
See 16 U.S.C. § 1851(a)(9) (specifying that conservation measures should
"minimize bycatch").
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Plaintiffs object that PSC was
not calculated based "upon the best scientific information available" as
required by National Standard 2. 16 U.S.C. § 1851(a)(2). Fishermen are
required to submit a vessel trip report ("VTR") to NMFS for each
landing. Dealers are also required to report their purchases. The
database used to calculate PSC was populated with the dealer report
data. There is no dispute that the database contains errors and
plaintiffs argue that the dealers' original paper reports, not the
database into which the information was later entered, provide the best
available information.
There is, however, no evidence in support of
plaintiffs' argument that the paper reports would be a more reliable
source of information than the existent database.
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The
groundfish fishery extends into the geographic area of both the NEFMC
and the Mid-Atlantic Fishery Management Council. By statute, the
Secretary has the discretion to designate one council to prepare the
fishery management plan, 16 U.S.C. § 1854(f), and has selected the
NEFMC. Plaintiff Lovgren argues that the NEFMC did not involve or
consider the needs of mid-Atlantic fishermen when preparing A16. This
position finds no evidentiary support. To the contrary, the record
contains numerous examples of input from, and consideration of,
mid-Atlantic fishermen, including plaintiff Lovgren.
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NEPA
creates various procedural requirements for federal actions such as
A16. It requires "in every . . . report on . . . major Federal actions .
. . a detailed statement" addressing several considerations, including
"alternatives to the proposed action." 42 U.S.C. § 4332(2)(C)(iii). This
section must "briefly discuss the reasons [why an alternative was]
eliminated." 40 C.F.R. § 1502.14. Plaintiffs object that the Agency
failed to consider alternatives, in particular, the "point system."
The
Agency considered numerous alternatives to the measures adopted in A16.
AR 773 at 47773-76; 47927-78. One alternative considered early in the
process, during the "scoping" period when the NEFMC was "select[ing] a
range of alternatives to be considered and analyzed," AR 18 at 4461, was
the point system. See AR 59 at 5876, 5888-92. The NEFMC elected to
defer consideration of the point system and other options until
Amendment 17, AR 773 at 47822, "because of concerns the design of the
measures could not be completed in time," AR 773 at 47977.
The
determination to defer consideration of the point system was not
arbitrary. Early in the process, the NEFMC Multispecies oversight
committee identified specific concerns as to how a point system would
integrate with existing management systems including sectors and be
correlated with hard catch limits, such that "it was not clear which of
the alternative systems would meet Council objectives, or which ones
could be developed and implemented in the limited time available."
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Plaintiffs
argue that the Agency violated the Regulatory Flexibility Act ("RFA")
and the Paperwork Reduction Act ("PRA") because the costs of sector
monitoring are excessive.6 ... Arguments about the substantive
merits of a new rule are beyond the scope of these procedural
requirements.
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Plaintiff Lovgren separately asserts
that A16 violates the Fifth Amendment because, so far as I can discern
from the convoluted briefing, there was a taking without notice and an
opportunity to be heard. This claim is groundless.
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Conclusion
The
New Bedford Plaintiffs' motion for summary judgment (Docket # 56) is
DENIED. Plaintiff Lovgren's motion for summary judgment (Docket # 61) is
DENIED. Defendant Conservation Law Foundation's motion for summary
judgment (Docket # 73) is ALLOWED. The Agency's motion for summary
judgment (Docket # 75) is ALLOWED. The New Bedford Plaintiffs' motion to
strike (Docket # 99) is DENIED. The New Bedford motion for leave to
file a supplemental complaint (Docket # 108) is DENIED.
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