WASHINGTON
- October 27, 2010 - Almost exactly four years ago to the day, on October 24, 2006, Bill Hogarth,
then Administrator of the National Marine Fisheries Service, responded to
complaints about the leadership of the NOAA Fisheries Office of Law Enforcement
(OLE) from a senior OLE agent. In February 2007, Mr. Hogarth and Mr. John Oliver held an all-hands conference call with OLE staff to discuss the results of their investigation into the allegations. After the call, Mr. Oliver followed-up with staff via e-mail at Mr. Hogarth's request.
Unlike the Inspector General reports released
this year, which found numerous serious problems with OLE and its management,
Mr. Oliver's e-mail expressed "strong support for Dale [Jones] as Director
of OLE and the OLE management. Mr. Oliver continued, "We here [sic] very
few complaints from the fishing community or public about your services and
we’re pleased with the work of the Office of Law Enforcement."
The
complaining agent, a nine-year veteran had written to Admiral Conrad
Lautenbacher, NOAA Administrator, stating: "I
have lost confidence in the leadership at NOAA/NMFS/Fisheries OLE. I am not
alone in this loss of confidence. I will not and do not speak for others,
but will tell you others (field level special agents and officers, and fellow
supervisors all over the nation) in the agency have spoken to me. The vast
majority have told me they share the same loss of confidence in the
leadership. Of course they fear to share this sentiment with the upper
leadership for fear of retaliation, whether warranted or not. I believe
an anonymous survey of the employees would bear this lack of confidence
out." Several
anonymous complaints raising similar concerns were also received by Admiral
Lautenbacher.
Admiral
Lautenbacher did not respond, but instead had Administrator Hogarth contact the
agent.
In
his e-mail, Mr. Oliver stated that the "primary thrust of the messages
centered around the concerns and perceptions of the writers with regard to the
management and leadership of the OLE. They can generally be
characterized as suggesting that Director Dale Jones was not managing the OLE
properly in several areas."
A
two-person team consisting of Captain Rick Brown, who served on Mr. Oliver’s
staff, and Cecilia Collins, a NOAA human resources specialist, investigated the
allegations.
According
to Mr. Oliver's e-mail, the result of Captain Brown and Ms. Collins'
investigation was that none of the allegations were sustained.
"They were determined to be unfounded."
Multiple
recipients confirmed the text and legitimacy of the email.
The following e-mail was sent to NOAA Enforcement staff on February 12, 2007 by
Joann Mclean, Supervisory Program Analyst, National Marine Fisheries Service
Office of Law Enforcement, on behalf of John Oliver, Deputy Assistant
Administrator of the National Marine Fisheries Service. It was a
follow-up to an all-hands conference call held on February 7, 2007 addressing
complaints received by the NOAA Administrator about the Office of Law
Enforcement.
Bill Hogarth was the Administrator of National Marine Fisheries Service from
2001-2007. He is currently dean of the College of Marine Science at the
University of South Florida. Dale Jones was the director of the Office of
Law Enforcement. NMFS Administrator Eric Schwab removed him from that position
earlier this year amidst an inspector general's report critical of his handling
of the Enforcement Office, including complaints that he destroyed documents
during the inquiry, and mishandled funds from enforcement fines. Mr. Jones is
currently "a fisheries program specialist working on the integration of
NMFS trade monitoring program with the government-wide international trade data
system."
The text of the email follows:
--------------------------
Hello All,
Bill
wanted me to do a follow up with everyone – so first let me say it was our
pleasure to hold an "all hands" call with the Office of Law
Enforcement (OLE) and to meet briefly with the OLE National Leadership Team
(NLT). For those of you who could not make the call and in the interest
of assuring clarification for those who may not have been able to hear
everything because of interference or poor connections, I am sending this
follow up message.
Bill Hogarth and I were pleased to have had the opportunity to talk with you
all. In this widely dispersed and very busy agency we do not often have the
opportunities that we would like to have to visit and talk with employees face
to face. Several recent incidents within the OLE prompted us to recognize
that we needed to communicate specific information to you regarding those
matters, to take the opportunity to initiate some ongoing communications
improvements, and to express our appreciation for your work and dedication.
A number of weeks ago several email messages that raised concerns about some
issues within the OLE were sent to Vice Admiral Lautenbacher the NOAA
Undersecretary. Though it is not typically the practice to respond to
anonymous messages NOAA leadership takes the management and direction of
Offices within NOAA as a serious matter. Since one of the senders did
provide their name and relationship to the OLE, the Vice Admiral directed
the messages (including the anonymous ones) to me and Bill and asked that we
look into them.
The
primary thrust of the messages centered around the concerns and perceptions of
the writers with regard to the management and leadership of the
OLE. They can generally be characterized as suggesting that
Director Dale Jones was not managing the OLE properly in several areas.
Some of the primary areas that they viewed as problematic were practices
involving hiring, promotions and transfers.
The
messages also regenerated some previously expressed concerns that were reviewed
by NOAA management and Workforce Management (WFM) a few years ago with regard
to the role and authority of the Director and several other persons hired into
management positions within the OLE.
I recognize that some of you were aware
of these messages and the allegations though perhaps the majority of you
probably were not. It would not have been appropriate or constructive to
detail the specifics of the allegations during our call nor to reiterate them
herein. Our intent is simply to communicate to you collectively as an
Office that all of the allegations were investigated. A team of two
persons independent of the OLE, Captain Rick Brown of the NOAA Corps, who
currently serves in my office as the Fisheries Executive Officer, and Cecilia
Collins of NOAA Workforce Management conducted the investigation at my
direction. In addition to looking into allegations, they also did
interviews with the SAC’s and a random sampling of OLE employees.
The result was that none of the allegations made were sustained. They
were determined to be unfounded.
We did however determine that it would be in everyone’s best interest to work
toward the identification and implementation of some ways to improve
communications within the Office of Law Enforcement and in some cases with me
and Bill. We viewed our call the other day as the first step toward that
and we will be working with Dale to assure that we open the lines of
communication to assure that any unresolved issues are raised and
constructively handled.
Another key matter that we discussed was the proposed
change commonly referenced as the "Journeyman 13" issue (now pay band
IV.) Again, though all of you may not be aware of this matter, it is of key
interest to the Special Agents. This matter involves a recommendation by
Dale made several years ago to reclassify the journeyman level position of the
Special Agent to a GS 13 and the Assistant Special Agents to a GS 14 in keeping
with the systems of the Commerce Department's Bureau of Import Security (BIS)
and many other federal agencies that employee Special Agents. This matter
was raised as a common concern by some of those persons contacted during our
investigation of the aforementioned concerns. I can assure you that Dale
and his staff has worked diligently to get this change made. The NOAA
Workforce Management Office (formerly HR) has also worked extensively on the
matter. Once again, it is not appropriate nor would it be constructive to
go into great detail as to why this has taken so long. Let me assure you
it is not Dale’s fault. Suffice it to say that the issue has our full
attention and that I am working closely with Diane Moseley of NOAA
Workforce Management in coordination with the Department of Commerce Workforce
Management Office in an effort to get this matter resolved as soon as possible.
Though I cannot promise a positive outcome I hope that it will be and I am
optimistic that we will have resolution soon.
Since the conclusion of the
call there have been additional communications between my office, Dale's and
WFM with regard to both the 13/14 issue and the need to expedite hiring.
We
have also initiated work toward improvement of communications within the OLE at
all levels and our Office.
We want to strongly encourage your
communication of questions within the OLE to assure the resolution of
outstanding questions or concerns. If necessary we invite you to email
Bill or me to resolve a matter that you feel strongly cannot be or that has not
been communicated to the OLE management. However, I want to strongly
discourage the use of anonymous communications to do this. It is simply
not constructive, productive or credible. There are many other ways to
assure that your concerns are raised more constructively. We have
already begun to explore some of the other solutions mentions during the call
such as the use of an ombudsman or other similar systems to target opening
communications. We want to assure that the "doors are
open".
In conclusion, Bill and I expressed both our strong support for Dale as
Director of OLE and the OLE management as well as our appreciation for the work
that you are all doing. This includes not just agents but the
administrative staff and others who also play a key role in making everyone
successful. You are very responsive to our requests and handle them
professionally and comprehensively. We here very few complaints from the
fishing community or public about your services and we’re pleased with the work
of the Office of Law Enforcement. You should all be very proud of your
Office and the work that you do.
Thank
you,
John
Oliver, Deputy
Assistant Administrator
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